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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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New York City, NY, 10001 |
07 Sep |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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Vice President - Senior Investment Management Attorney (J5234)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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New York, NY |
04 Sep |
| Leading international asset management company seeks senior level investment management attorney to provide counsel on a broa... |
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ERISA, Vice President (R5221)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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New York, NY |
04 Sep |
| One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the Retirement Gro... |
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Sr. Compliance Officer, Risk Management and Training Development (R5224)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
27 Aug |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme... |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
26 Aug |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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New York, NY |
24 Aug |
| Regional Branch Compliance Manager |
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Compliance Manager
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Commerzbank
Salary: not disclosed
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USA-NY-New York City |
03 Sep |
| See job description below |
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Employment Attorney
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Credit Suisse
Salary: not disclosed
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USA-NY-New York City |
28 Aug |
| See job description below |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
25 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
11 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
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New York, NY, 10038 |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Sr. Compliance Officer
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Not Disclosed
Salary: base plus bonus
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New York, NY, 10036 |
08 Aug |
| We are currently recruitng for compliance professionals with 5 plus years of experience with Investment Company and/or Inves... |
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Investment Adviser/Mutual Fund Compliance Administrator
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Hyperion Brookfield Asset...
Salary: Commensurate with experie...
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New York, NY, 10281 |
03 Sep |
| Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administrator to assist t... |
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Compliance Manager
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Legend Global Search, Inc...
Salary: $140 + 20% Bonus
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New York, NY, 10036 |
06 Sep |
| Compliance Manager - Banking, IT |
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Vice President - Compliance for US Banking
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Legend Global Search, Inc...
Salary: $165K + Bonus
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New York, NY, 10036 |
06 Sep |
| VP - Compliance - Banking - Global Financial Services Company |
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Compliance Officer - Investment Guidelines and Restrictions
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Legend Global Search, Inc...
Salary: $70K - $90K
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New York, NY, 10036 |
06 Sep |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
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Director of Compliance
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Michael Page
Salary: 180,000-300,000
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New York, NY, 10174 |
04 Sep |
| Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background... |
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Enterprise Account Document Manager
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Michael Page
Salary: 200,000 - 500,000
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Manhattan, NY, 10174 |
03 Sep |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
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Senior Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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Manhattan, NY, 10174 |
03 Sep |
| The successful candidate will have experience in drafting and monitoring:
existing compliance procedures for fund of funds a... |
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Equities Trade Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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Manhattan, NY, 10174 |
03 Sep |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
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Junior Compliance Officer
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Not Disclosed
Salary: 80,000 - 150,000
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New York, NY, 10174 |
03 Sep |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Deputy Compliance Officer
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Not Disclosed
Salary: 200,000 - 400,000
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New York, NY, 10174 |
03 Sep |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Vice President (VP) Compliance
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Not Disclosed
Salary: $110,000 - $150,000
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USA-NY-New York City |
03 Sep |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
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Chief Compliance Officer
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Not Disclosed
Salary: 250,000 - 600,000
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Manhattan, NY, 10174 |
03 Sep |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Manager of Compliance Control Room
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Not Disclosed
Salary: $130,000 - $230,000
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USA-NY-New York City |
03 Sep |
| The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai... |
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AML Associate - ISG Division
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
04 Sep |
| See job description below |
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GWM/Retail Compliance Associate
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
04 Sep |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
04 Sep |
| See job description below |
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Commodity Compliance Coverage
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
04 Sep |
| See job description below |
|
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Senior Commodity Compliance Coverage - Oil Liquids
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
04 Sep |
| See job description below |
|
Bond Search Research Bonds 
